This had been originally posted in the Pumpkin Pie's Army.
- gal-texter Jun 2008Alchemy in Harry Potter and the Philosopher’s StoneAny discussion of alchemy in PS has to acknowledge the foundational essay by
alexism as well as the many discoveries by
House_Elf_44 and the alchemy team here at PK, especially
Books&Cleverness and
Salomon2. I’ve also benefited from the insights of
angelsslave,
azaria, and
H_HrFan at emmawatson.net.
Part 1Emerald Green – Chapter 1The significance of emerald green confused me for a long time. Green is the traditional color for the element water, and, accordingly, JKR has made green the Slytherin House color. Worse, the Avada Kedavra curse is marked by a green light. So green is a bad color.
But
emerald green has an entirely different meaning. We first encounter emerald green at the beginning of Chapter 1, when Vernon Dursley sees an older man (a wizard) wearing an emerald-green cloak. Later in the chapter Professor McGonagall is introduced wearing an emerald cloak; in fact, she wears emerald green robes pretty much all the time in HP (e.g., at the beginning of Chapter 7).
In Chapter 3, McGonagall’s letters inviting Harry to Hogwarts are addressed in emerald-green ink. In Chapter 12 Harry’s Christmas present from Mrs. Weasley is a “thick, hand-knitted sweater in emerald green.”
Emerald green is a color
distinctive to the Wizarding World and it is associated with
Harry’s entry into that world. It is JKR’s homage to the mythic founding document of alchemy, the
Emerald Table of Hermes Trismegistos. Only 25 lines long, it was inscribed on a tablet that was green “like spring dew” (Fulcanelli), hence the name
Emerald Table.
For a (fanciful) illustration of it, from Heinrich Khunrath’s
Amphitheatrum sapientiae aeternae (1602), with the entire text in both Latin and German, see the following link:
http://rosecroix0.tripod.com/8smaragd.htmlHere are a few lines that from it that become important later on (Holmyard’s translation, from Lyndy Abraham, p. 70):
And as all things were by the contemplation of one, so all things arose from the one thing by a single act of adaption.
The father thereof is the Sun, the mother the Moon.
The Wind carried it in its womb, the Earth is the nurse thereof.
For a selection of translations of the full text see—
http://www.alchemywebsite.com/emerald.html Probably the best known use of “emerald” in an alchemy story is in
The Wizard of Oz, where Dorothy’s destination, and the home of the Wizard, is the
Emerald City.Albus DumbledoreEvery alchemy story has at least one “alchemist,” who, figuratively at least, puts the hero—the Philosopher’s Stone to be--into the crucible, purges and purifies him, and acts as his guide. The “alchemist” always knows far better than the hero what’s really going on.
We will discover in Chapter 6 that Dumbledore is “particularly famous for….his work on alchemy with his partner, Nicolas Flamel,” a real alchemist who lived in Paris. But in Chapter 1, we see Dumbledore carrying baby Harry and placing him on the doorstep of the Dursleys, putting the hero into the crucible of Privet Drive.
By the end of the book, Harry has come to understand Dumbledore’s role, and he articulates it for the reader:
”He’s a funny man, Dumbledore. I think he sort of wanted to give me a chance. I think he knows more or less everything that goes on here, you know. I reckon he had a pretty good idea we were going to try, and instead of stopping us, he just taught us enough to help. I don’t think it was an accident he let me find out how the mirror worked. It’s almost like he thought I had the right to face Voldemort if I could….” (Chapter 17)
Dumbledore, with his silver hair and beard and his half-moon spectacles, is marked as a Moon character, mind, and white. His
purple cloak recalls the purple red color of the Philosopher’s Stone. In Chapter 10, he restores order to the Great Hall by shooting
purple firecrackers from his wand. Nicolas Flamel called the philosopher’s stone “the true red purple” (Lyndy Abraham, p. 159).
Minerva McGonagallAlso present at Privet Drive is Minerva McGonagall, wearing her emerald cloak. She has square glasses, which could refer to “earth” or to the four elements. Her first name, the Roman goddess of wisdom, marks her too as mind.
Her presence is unnecessary. Dumbledore and Hagrid could have effected the delivery without her. But the fact that Rowling puts here there suggests that she too plays the role of an alchemist in the story.
Baby HarryIn accordance with the verse from the
Emerald Table that “The Wind carried it in its womb,” the Philosopher’s Stone is typically seen as born in the air. JKR’s version of this is to have Hagrid bringing Harry by flying motorcycle:
A low rumbling sound had broken the silence around them. It grew steadily louder as they looked up and down the street for some sign of a headlight; it swelled to a roar as they both looked up at the sky—and a huge motorcycle fell out of the air and landed on the road in front of them.
At this point the only two pieces of information we’re given about Harry’s appearance are his “jet-black hair” and, on his forehead, “a curiously shaped cut, like a bolt of lightning.”
Baby Harry is the prima materia—the “first” or “black” matter with which the alchemist begins the process of transformation. Harry isn’t black, but his hair is, as befits his role. Hair color is a common way to mark characters in alchemy stories. Other names for the prima materia are “chaos, “dark abyss,” and “massa confusa.” Harry’s hair may not be chaotic, but it is stubbornly
messy, which fits his role too.
Finally, his scar. Hjgfan1 and Salamon2 have both pointed out how Harry’s lightning bolt scar corresponds to the Sowilo Rune, which marks him as the Sun and means victory.
There is more to it, however.
The sky gods of the Hebrews, Greeks, and Romans manifested themselves in lightning and thunder. Michael Ferber, Dictionary of Literary Symbols, p. 113.
Think of the Greek ruler of the gods Zeus and his thunderbolt, for example.
The most direct parallel, however, is in Mozart’s alchemical opera,
The Magic Flute. The villain of the opera is the Queen of the Night. When she and her small band of followers attempt to kidnap Pamina at the end of the opera, they are driven off by
thunder and lightning. Utterly defeated, they sing a final couplet:
Shattered, sundered is our might!
We all shall plunge to endless night.
Harry’s lightning bolt scar is a permanent visual reminder of his defeat of the villain in his story, Lord Voldemort. (Later we will find out the less pleasant aspects of his scar.)
Finally, why is Harry’s scar on his
forehead? Certainly, for the purpose of telling the story, it’s handy for Rowling to have the scar where everyone will see it the moment they lay eyes on him. But it could also be a nod to Dorothy Sayers’ detective, Lord Peter Wimsey, who had “a minute sickle-shaped scar on the left temple.” Remember too that in the
Wizard of Oz the Good Witch of the North kisses Dorothy on the forehead to ensure that no one will harm her. Similarly Harry was saved and is still protected by his mother’s love, symbolized by the scar on
his forehead.
Harry’s Name We don’t learn Harry’s name until the end of Chapter 1. Let’s start with his surname, since that is clearly alchemical, despite what JKR has said. ("I got the name Potter from people who lived down the road from me in Winterbourne. [...] I liked the surname so I took it.")
As Mircea Eliade writes in
The Forge and the Crucible: The Origins and Structures of Alchemy: The alchemist, like the smith, and like the potter before him, is a “master of fire.” It is with fire that he controls the passage of matter from one state to another. The first potter who, with the aid of live embers, was successful in hardening those shapes which he had given to his clay, must have felt the intoxication of the demiurge: he had discovered a transmuting agent. (p. 79)
In Paul Gallico’s simple alchemical tale for children
Manxmouse, also on JKR’s Bookshelf, the “ceramist” who creates Manxmouse is also referred to as a “potter” two or three times. In alchemy emblems the alchemist was often depicted allegorically as a potter. See, for example, Emblem XV of Michael Maier’s
Atalanta fugiens (scroll down to the bottom of the page):
http://www.alchemywebsite.com/atl11-5.htmlJKR could have chosen “Smith” instead, but she apparently thought such a common name was more appropriate for minor characters, like Zacharias and Hepzibah.
“Harry” we can only speculate about. It may be a nod to Harriet Vane, the protagonist of Dorothy Sayers’ trilogy of alchemical detective stories that focus on Harriet’s courtship by Lord Peter Wimsey. Rowling has mentioned Sayers’ stories with great admiration and put her on her Bookshelf, so this is one good possibility.
Another possibility is that Rowling is applying the alchemy rule of assonance in the names of her protagonist and his partner. See below, “Hermione Granger,” for how that would work.
Harry’s middle name, James, is straightforward: James was the patron saint of alchemists.
Harry the Boy – Chapter 2In Chapter 2 Harry is nearly 11, and we have a proper description of his appearance. He still has black hair and a “very thin scar,” but we learn two important new things about him. He has “bright green eyes” and wears “round glasses.”
So, Harry’s eyes. They’re not
emerald green, so are they the green that corresponds to the element
water, and/or the green of Slytherin House? I can’t imagine it’s that simple. Harry’s eyes, his mother Lily’s eyes, have been stressed far too much for there to be an easy answer based on alchemy or any other traditional symbolism.
What about Harry’s glasses then? What’s the reason for those? This is JKR’s explanation:
As a child, Rowling was, "short, squat, very thick National Health glasses -- free glasses that were like bottle bottoms -- that's why Harry wears glasses. I was shy. I was a mixture of insecurities and very bossy. --January Magazine, Profile: JK Rowling, by Linda Richards
That sounds quite plausible and maybe that’s all there is to it. In none of the alchemy emblems I’ve looked at—well over 500 by now—the Sulphur/Sun Male Principle of the Work is not depicted with glasses.
However, there is one very curious alchemy engraving by Heinrich Khunrath that may be a clue. Khunrath used it as a logo or colophon with all his works, and it shows an
owl with eyeglasses. Klossowski di Rola uses it as the frontispiece of his massive collection,
The Golden Game: Alchemical Engravings of the Seventeenth Century.http://woolgathersome.blogspot.com/2007/03/owlchemy.htmlThe archaic German text reads: “Was helffen Fakeln, Licht oder Briln, so die Leut nicht sehen wollen.” Which in English means, “What use are torches, light or eyeglasses if people don’t want to see.”
In one of the alchemy stories on JKR’s Bookshelf, Dorothy Sayers’ aristocratic detective, Lord Peter Wimsey, famously wears a monocle, a single-lens eyepiece. Although she has never mentioned Umberto Eco’s works as far as I know, in his alchemical novel
The Name of the Rose, set in a monastery in 14th century Italy, the English detective, William of Baskerville, wears one of the first pairs of glasses produced in Europe. They get stolen in the middle of the story.
Watch out, Harry!
Harry has
round glasses, because he is pursuing the Philosopher’s Stone, and the circle represents the completed opus alchymicum. Hence all the circular symbolism that surrounds Harry—and later Harry and Hermione.
“Don’t Ask Questions”The alchemy hero must constantly repress his curiosity. You see this especially clearly with Maria in TLWH. I guess it wouldn’t do for her to find out what was going on too soon. In Chapter 2, JKR actually writes this guideline into the text:
Don’t ask questions— that was the first rule for a quiet life with the Dursleys.
In Diagon Alley Harry longs to ask Hagrid about the parcel Hagrid took from Gringotts, but he “knew better than to ask.” At Ollivander’s “he swallowed a lot of new questions that had just occurred to him…”
It’s a lesson Harry will also be taught by Dumbledore: be patient and the answers will come at the appropriate time. Here’s hoping that in HPDH Harry—and the readers—find out the reason for DD’s blackened hand in HBP.
Harry’s Birthday – Chapters 3-4As Harry’s 11th birthday approaches, he gets increasing numbers of Hogwarts letters addressed in
emerald green ink and sealed with a
purple wax seal. The Wizarding World and his transformation to gold await.
Vernon takes his family and Harry to the island, where a storm rages.
The storm raged more and more ferociously as the night went on….Dudley’s snores were drowned by the low rolls of thunder that started near midnight.
The storm—the lightning and thunder—herald and dramatize the coming together of the two worlds. (For more on the significance of the storm see below, “Music and Harry’s Flute.”) At exactly midnight—Harry is counting down the seconds to the 11th birthday—Hagrid knocks heavily at the door. As soon as Hagrid enters the hut, the storm abates.
Now we have the first of many cycles of
solve et coagula, the central process in alchemy. Harry has been “dissolved” by the storm, the ocean spray splattering on the walls of the hut, and sleeping on the floor “under the thinnest, most ragged blanket.” Hagrid “coagulates” him by telling him he’s a wizard and talking about his parents. Harry “looked into the fire” and starts to believe. (Dissolution is often accompanied by water or some other liquid. Coagulation is generally accomplished by fire.)
Hagrid introduces himself in Chapter 4, and we find out that his first name is “Rubeus,” which is Latin for red. For this reason many of us suspect that Hagrid will be the dreaded “Red Death” in the final book of the series, which corresponds to the rubedo, the Red Stage. He also tells Harry that he is Keeper of the Keys at Hogwarts. In terms of Joseph Campbell’s hero’s journey template, Hagrid is the guardian of the threshold.
Hagrid presents him with a birthday cake, decorated in green icing. Harry’s actual birthday is not specified at this point, but we learn later that he was born on July 31, 1980. That makes him a Leo, ruled by the Sun, with Gold as his metal, and Fire as his element.
Harry, the protagonist of the story, is, in alchemical language, the Male Principle of the Work, i.e. Sulphur. In alchemy Sulphur is symbolized by the Sun and consists of Fire and Air. (Lyndy Abraham, p. 193).
Diagon Alley – Chapter 5The first stop on Harry and Hagrid’s trip to Diagon Alley is Gringott’s. If alchemists are defined by their ability to create precious metals, then there might be an alchemist or two among the goblins of Gringott’s bank. The goblins wear uniforms of scarlet and gold, the two colors of the final, Red stage of the Opus. The Philosopher’s Stone is blood-red, as we learn at the end of the book (Chapter 17). Harry sees them weighing “a pile of rubies as big as glowing coals.” The ruby is a symbol for the Philosopher’s Stone. (Abraham, p. 175)
It’s not surprising then to see from the UK children’s cover of HPDH that the trio will be returning to Gringott’s amidst piles of treasures and many rubies.
The first fellow First Year Harry meets is Draco Malfoy, a snobby boy to whom he takes an instant dislike. “Draco” means dragon in Latin, and the dragon is a common alchemical symbol for Mercurius. Mercurius has many different roles: Draco’s role, so far at least, has been as one of the dissolvers of Harry.
Finally Harry and Hagrid make it to Ollivanders, to pick out a wand. A single wand lies on a
purple cushion in the window. Whose it is, we don’t yet know, but I’m betting we find out in the final book.
Ollivander, with his “pale eyes shining like moons” is marked, like Dumbledore, as a Moon character, and White. Harry finds his destined wand, with a core of a phoenix feather from Fawkes. The phoenix is another symbol for the Red Stone, the Philosopher’s Stone, and we can tell that Harry has found the wand that will bring him to a successful conclusion of his journey to the Stone when he swishes it down and “a stream of
red and gold sparks shoot from the end like a firework.” Harry pays an alchemically appropriate 7 Galleons for the wand. Seven is significant in alchemy because there are seven metals and seven “planets” in the alchemists’ cosmology.
Part 2The Weasleys – Chapter 6
At King’s Cross station Harry first encounters most of the Weasley family: Molly, Ginny, Percy, Fred, George, and Ron. All have “flaming red hair,” and are thus by convention, marked as Red. To find a mate, they will all need to look for someone “White.”
The first words we hear from Fred and George’s mouths is a joke they pull on Molly, each pretending to be the other. The future owners of Diagon Alley’s premier joke shop are marked from the beginning as the “trickster” aspect of Mercurius: “a protean, elusive duplicitous, inconstant,
teasing spirit” (Lyndy Abraham, “Mercurius,” p. 126). Think of Puck in
A Midsummer Night’s Dream, for example.
Ron WeasleyThe most important Weasley in the story, however, is
Ron. Ron will become Harry’s best friend and near-constant companion. With his hearty appetite, eye for pretty girls, insecurities, and occasional fearfulness, he is marked as the “Body” character in the story. “Body” characters come in many shapes and sizes; the one most similar to Ron in the alchemy literature that I’m familiar with is Papageno in Mozart’s Masonic opera
The Magic Flute. Like Papageno, Ron’s destiny should be to survive and be a Red King who marries a White Queen in the matrimoniathon at the end of the book. Ron is marked as Red right away, with his red hair, like the other Weasleys. He will not be marked as a “King” until OOTP, when the Slytherins taunt him with the “Weasley in Our King” chant. Appropriately, Luna takes the sting out of the taunt by singing it supportively. Luna, marked as a White Queen with her name, is also marked as
Ron’s White Queen by her open admiration for him and transforming the chant from derision to support.
Although Rowling gave us Ron’s birthday years earlier, the
March 1 date finally was cited in canon in HBP (2005). This is the same birthday as Aragorn in LOTR, the principal Red King in Tolkien’s trilogy. Aragorn plays a significantly different role in his story than Ron does in his, but Aragorn does marry
his White Queen, Arwen Evenstar (“evenstar” = moon) at the end of
Return of the King.March 1 means that Ron’s ruling planet is Jupiter (according to the traditional astrology used in alchemy) and his metal tin. Contrast that to
Harry, whose planet is the Sun and metal gold—as befits the hero, the Male Principle of the Work, i.e.,
Sulphur.Ron is also a Pisces, a
water sign. This is one of several clues that Ron has an additional role—that he has a key aspect of Mercurius—a different one from Fred and George’s. As
Books&Cleverness argued in his recent essay, “Ron as Harmonian,” Ron most likely corresponds to the “third mediating principle” of alchemy, the mercurial
water or “glue” that binds Sulphur and Mercury in the Chemical Wedding. See “Hermione Granger” and “The Seven Tasks,” below.
Neville and the Toad The first conversation Harry overhears once he’s passed the barrier into the Wizarding World is one between Neville and his grandmother. Neville, despite all the misfortunes he endures in the book, may have a promising fate, since here and repeatedly he is referring to as “
round-faced.” As noted earlier, the circle is a propitious symbol, as it represents the completed Opus alchymicum.
Neville’s first words are about his lost toad. The toad is a term that usually refers to the prima materia during the fermentation stage. However, a famous poem attributed to the English alchemist George Ripley describes the
entire Opus in terms of the experiences of a toad. Here’s a link to the text, which also includes Philateles’ exposition on it.
http://www.levity.com/alchemy/rpvision.htmlRowling has Neville’s toad go through a variety of trials throughout the series, in line with the multiple assaults in Ripley’s poem.
On the Hogwarts ExpressThe train is “scarlet,” not uncommon perhaps for an old steam engine, but very appropriate for the conveyance taking Harry on the first leg of his journey to the Red Stone.
Ron befriends Harry and their first shared experience is a hearty snack.
“Go on, have a pasty,” said Harry, who had never had anything to share before or, indeed, anyone to share it with. It was a nice feeling, sitting there with Ron, eating their way through all Harry’s pasties, cakes, and candies….
Rowling has said that TLWH was the book that had the most influence on HP, and she cited the detailed descriptions of meals. Here you can see her following Goudge’s example. But there is alchemy in the scene too.
There were innumerable prescriptions for the number and names of stages in the alchemical process. Seven steps were quite common, corresponding to the seven metals and planets. But one of the templates that had the most influence on English literature was the model of
Twelve Gates (or stages)contained in the
Compound of Alchymie, by George Ripley, published in 1591 (and therefore known to Shakespeare).
The Seventh Gate in Ripley was
cibation, or feeding the stone. Here is an example of how the demands of telling a story overrule the steps of alchemy. It makes no sense to have Harry—and Ron--feast only toward the end of the story. No, we see him and his mates eat repeatedly, throughout the story, just as Maria and her family have a number of splendid meals in TLWH.
Ron acts as Harry’s guide to the Wizarding World, telling him, among other things, about Chocolate Frogs and their trading cards on famous witches and wizards. This is how we learn of Dumbledore’s work with Flamel, for example. It is interesting to note that of the nine “witches and wizards” mentioned by name, Agrippa and Paracelsus were actually alchemists, not wizards.
Hermione GrangerHermione makes an unpromising entry into the story in the middle of Chapter 6.
He [Ron] had just raised his wand when the compartment door slid open again. The toadless boy was back, but this time he had a girl with him. She was already wearing her new Hogwarts robes.
“Has anyone seen a toad? Neville’s lost one,” she said. She had a bossy sort of voice, lots of bushy brown hair, and rather large front teeth.
“We’ve already told him we haven’t seen it,” said Ron, but the girl wasn’t listening, she was looking at the wand in his hand.
“Oh, are you doing magic? Let’s see it, then.”
She sat down. Ron looked taken aback.
“Er—all right.”
So the first thing we learn about her, before we even learn her name, is that she’s “bossy” and not particularly attractive. In the hero’s journey, the protagonist always has a “meeting with the goddess,” who is generally unattractive, sometimes even old and ugly, but who is ultimately revealed to be a beauty. (See Joseph Campbell,
The Hero with a Thousand Faces. So here Rowling sets up the transformation of the principal female character that she will begin in the fourth book, GOF.
In terms of alchemy, note that the girl encounters Harry as she is searching for a
toad. The toad symbolizes the prima materia, and Harry IS the prima materia of the story. She is, though she doesn’t realize it, searching for
him. Also significant is that the girl converses initially with Ron and is drawn to join them because Ron was about to do a magic trick. Part of the job of Mercurius as the “glue” that binds Sulphur and Mercury in the Chemical Wedding is the get them together in the first place. This Ron does, by inadvertently rousing Hermione’s curiosity and influencing her to stay. He flubs the spell and she insults him, establishing the model for the Ron/Hermione relationship through the end of Book 6.
The rest of her speech gives us her two basic alchemical roles:
--“I’ve learned all our course books by heart, of course.” This is the first of dozens, if not hundreds, of references marking her as
Mind.--“I’m Hermione Granger, by the way….” “Hermione” is the female form of “Hermes,” which means “Mercury,” Mercury is NOT Mercurius; in fact, to avoid confusion, most alchemy treatises use the synonyms “Quicksilver” or “Argent vive” instead.
Mercury/quicksilver/argent vive is the Female Principle of the Work, corresponding to
earth and water.Her brown hair is an additional marker for “earth,” as is her surname, since a “granger” is a farmer, a tiller of the earth. In TLWH, Robin is marked as earth with his brown, brown eyes, and brown clothing. In LOTR, Samwise Gangee is marked as earth by his work as a gardener.
Later JKR will confirm that Hermione’s birthday was Wednesday, September 19, 1979, making her a Virgo, which is ruled by the planet Mercury, whose metal is mercury and element is earth. By convention, “philosophical Mercury” is symbolized by the Moon, just as “philosophical Sulphur” is symbolized by the Sun.
Hermione’s full name, we later find out, is
Hermione Jane Granger, though originally Rowling intended her last name to be
Puckle. That first plan would have given Harry and Hermione the same initials: HJP. In either case, their first and second names—Harry/Hermione and James/Jane--are very similar-sounding. In alchemy the names of the hero and heroine sometimes are chosen on the principle of
assonance, sounding similar without rhyming. You see this most clearly in
The Magic Flute, where the main couple are Tamino and Pamina and the secondary couple Papageno and Papagena.
So, if we have been paying attention to all the little clues, we already know that Hermione is destined to join with Harry in the Chemical Wedding that will conclude the book—and the series.
Rowling told us that she took the name from Queen Hermione in Shakespeare’s play
The Winter’s Tale. This is another clue. Shakespeare gave both his protagonists alchemical names: Hermione, of course, for Mercury, and Leontes, her husband, for Leo = Sun = Sulphur. Leontes develops an unreasoning, unfounded belief that Hermione has been unfaithful with his best friend, and Leontes’ jealousy drives the play. It appears that Rowling has used Leontes’ delusional jealousy as a model for the “Harry believes Hermione and Ron fancy each other” red herring.
There is a tiny nod to Shakespeare’s Hermione in Chapter 15. At the end of the play Leontes is brought a statue of Hermione, who he thinks is dead. She magically comes to life and they are reunited. Rowling’s Hermione will be petrified in COS, but there’s a hint of this already in the first book:
It was the first time Hermione had ever failed to answer a teacher’s question. She was staring at her slippers, as still as a statue.
Part 3Coming to HogwartsAt the end of Chapter 6, the First Years approach the Great Hall.
They walked up a flight of stone steps and crowded around the huge, oak front door.
“Everyone here? You there, still got yer toad?”
Hagrid raised a gigantic fist and knocked three times on the castle door.
Harry has had to cross three thresholds to reach the inner sanctum of the Wizarding World: the barrier at Kings’ Cross, the Black Lake, and, finally, the oak door. Then Hagrid knocks three times. Everything in alchemy comes in threes, sevens, nines, or twelves. The
oak represents the “philosophical tree” (the Opus alchymicum) or the alchemical vessel where the Opus takes place. (Lyndy Abraham, pp. 137, 150).
At the beginning of Chapter 7 the door swings open and the students are received by McGonagall in her
emerald green robes.
The
toad, too, is ready is embark on his first great adventure.
The Sorting Ceremony and the Stages of Alchemy – Chapter 7 The one thing everyone knows about alchemy is that it’s about changing lead to gold. Lead is a synonym for the
prima materia. Harry is obviously at the beginning of the process, and, appropriately, he’s feeling a bit leaden:
Feeling oddly as though his legs had turned to lead, Harry got into line behind a boy with sandy hair, with Ron behind him…..
Then, after the Sorting is completed:
The Gryffindor first years followed Percy through the chattering crowds, out of the Great Hall, and up the marble staircase. Harry’s legs were like lead again, but only because he was so tired and full of food.
And so, in two almost random references, Rowling takes care of the symbolism of Harry being lead in Book 1.
The seven metals in order from basest to noblest, along with their ruling planets, are as follows:
Lead – Saturn
Tin - Jupiter
Iron – Mars
Quicksilver - Mercury
Copper - Venus
Silver – Moon
Gold - Sun
For more details on the
seven-stage version of the alchemical process, see House_Elf_44’s marvelous essay at Portkey.
http://talk.portkey.org/index.php?showtopi...69&hl=TasksAs Mircea Eliade explains, alchemists believed that everything on earth was alive and growing, including metals, and that each metal grew under the influence of a particular planet. Left on their own, over millennia, base metals would become gold. What the alchemist did was speed up this natural process.
The alchemist manipulated time. The stages of the Opus are not, however, named for the metals. They are named after the processes the alchemist carries out. A few treaties prescribe four stages (Solomon Trismosin, Roger Bacon), but most treatises set out seven.
Seven is a key alchemical number because there were seven “planets” in alchemy, which presided over the seven basic metals and corresponded to the seven days of the week. Ripley’s influential work specified twelve, however.
Twelve is also significant in alchemy because of the twelve signs of the Zodiac and twelve months of the year. Since Shakespeare drew on Ripley’s ideas, they continue to influence works of English literary alchemy today.
In his study, “Alchemy, Nature and Time in
Pericles and
The Winter’s Tale, Rodger Dale Sorensen drew on Ripley for his analysis, and I have followed his example. We can see three of Ripley’s “extra” stages in HP, for example (cibation, multiplication, and projection).
As Sorensen writes:
Regardless of how many stages an adept practiced, it seems that there was general agreement about the order of events that had to be followed. Initially there was a breaking down, a distillation or putrefaction. Second came a congelation or fixation. That which was dissolved was returned to solid matter. Next, these first two stages were reiterated, resulting in a White Stone. Fourth, more iterations of solve et coagula were performed until the Red Stone emerged. The Red Stone was multiplied or augmented, and its effectiveness extended. Finally, the Philosopher’s Stone was projected onto or planted into imperfect matter. The result was perfection and exaltation for all matter in which it was planted. (p. 37)
All of the formulas I’m familiar with, however, began with the
Calcination stage.
In physical terms this meant “the conversion of a metal or mineral to powder or dust by the heat of the fire” (Lyndy Abraham, p. 31). In Ripley this meant in particular breaking matter into its
four elements: air, earth, water, and fire (Sorensen, p. 39).
So Rowling takes care of the Calcination stage by the Sorting ceremony, where the new students are divided into the four Houses, which correspond, according to JKR’s explanation in the TLC/MN interview, to the four Elements:
Gryffindor – fire
Ravenclaw – air
Hufflepuff – earth
Slytherin – water
We will later find out that the four Houses have been assigned the colors appropriate to their element. As Michael Baxandall explains in
Painting and Experience in Fifteenth Century Italy (p. 81), fire = red, air = blue, green = water, and grey = earth. Not surprisingly Hufflepuff ends up with the much more colorful yellow rather than the “correct” grey.
After the Sorting, the students go up the marble staircase to their dormitory. (I discuss the significance of the
marble staircase in my analysis of COS.)
Castle and TowerThe new Gryffindors go through a
round portrait hole, into a cosy
round room (with a conveniently located
fireplace, we find out later). The boys’ room is in one of the
towers, and each student has a
four poster bed with
deep red cushions. This is all conventional alchemical symbolism that I’ve explain before—except for the tower.
As Abraham notes, the “tower” is “a synonym for the athanor or philosophical furnace. Illustrations of the furnace frequently resemble the turret or tower of a castle.” (p. 203)
Here’s the illustration Abraham includes, from a 15th century manuscript in Florence. It looks remarkably like the illustration of the castle on the back cover of the HPDH UK children’s edition.
castleSo Gryffindor tower will be where Harry goes through many of the stages of his transformation.
The castle has a similar meaning: “a name for the hermetically sealed vessel which not only keeps the contents within
well defended from the invasion of outside influences or substances, but also stops the volatile contents from escaping” (Abraham, p. 32).
As we know, Hogwarts is the most secure, most defended place in the Wizarding World.
Severus Snape, the Potions Master – Chapter 8 Snape is introduced in Chapter 7 and lends his Potions position to the title of Chapter 8.
Snape is a Capricorn (January 9), like Voldemort (December 31), so his ruling planet is Saturn and his metal is lead. Not very auspicious markers at all.
His first words are an almost loving tribute to his subject, potion-making.
“You are here to learn the subtle science and exact art of potion-making,” he began….”As there is little foolish wand-waving here, many of you will hardly believe this is magic. I don’t expect you will really understand the beauty of the softly simmering cauldron with its shimmering fumes, the delicate power of liquids that creep through human veins, bewitching the mind, ensnaring the senses….I can teach you how to bottle fame, brew glory, even stopper death….”
“Potter!” said Snape suddenly. “What would I get if I added powdered root of asphodel to an infusion of wormwood?”
He then goes on to ask about a bezoar, monkshood, and wolfsbane.
”For your information, Potter, asphodel and wormwood make a sleeping potion so powerful it is known as the Draught of Living Death. A bezoar is a stone taken from the stomach of a goat and it will save you from most poisons. As for monkshood and wolfsbane, they are the same plant, which also goes by the name of aconite.
There are many theories about Snape—who his character is based on, whether he’s good or bad. I have one more theory to add to the mix. It’s purely speculative, but why not?
One of the most famous alchemical novels of the late 20th century was Umberto Eco’s
The Name of the Rose, translated and published in English in 1983. It’s not on JKR’s bookshelf and she’s never mentioned it in an interview, so there is no certainty that she has ever read it.
On the other hand, it was an international bestseller, and an alchemical detective story, like Sayers, but set in a medieval monastery. It was then made into a movie starring fellow Edinburgh resident Sean Connery. So I think the odds are good that she not only knows the book but has read it. Internal textual evidence suggests she has drawn ideas from it as well. Coincidence? You decide.
One of the monks in Eco’s story is
Severinus, who is the monastery
herbalist, its potions maker. He grows the herbs and makes the herbal medicines by the monks. He explains the perils of some of his plants to William of Baskerville, the English monk detective. You can easily imagine the same words coming out of Snape’s mouth:
“As I told you before, many of these herbs, duly compounded and administered in the proper dosage, could be used for lethal beverages and ointments. Over there, datura stramonium, belladonna, hemlock: they can bring on drowsiness, stimulation, or both; taken with due care they are excellent medicines, but in excess doses they bring on death.”…
…”Then there are substances that become dangerous only if ingested, whereas others act instead on the skin.
I suspect that Severus Snape is based at least partly on Severinus, especially when you consider Snape’s role as the Half-Blood Prince in Book 6.
Severinus has a powerful poison in his laboratory, which was stolen by the perpetrator of the murders, Jorge, the librarian. Jorge was determined to protect the most precious book in the library, the long lost third book of Aristotle’s Poetics. So he took a brush and spread the poison on the corners of the book, sticking them together. Overcurious monks would get poison on their fingers, then lick their fingers to dampen them to unstick the pages. Death came quickly.
The parallel with HBP could work this way: The HBP book could have been “poisoned” by one of LV’s minions, perhaps Slughorn, with a spell or curse that drove Harry’s increasingly obsessive behavior. Almost like an addict, and despite Hermione’s pleas, he refused to give it up.
In this scenario, Snape is innocent. The “poison”—the HBP book—was his, but he was not the one who gave it to Harry. In fact we know he ordered Harry to give it back.